submitted at F.T.I. provincial chapters, provincial Chamber of Commerce or the SEC without any expenses until May 31, 2014.
Limited while the misconduct occurred. Following the inspection report of Tisco Securities Company Limited, the SEC further probed into the case and found that Napat submitted a number of securities and
company's shares, had prepared and submitted incomplete and inaccurate information. The said information was material for identifying the persons who had taken benefits from having access to or learning of
comply with relevant rules and regulations as well as submit information and clarify matters clearly and completely as specified by the SEC and the SET.Information to be submitted and clarified by POLAR
complete supplementary documents. The SEC therefore submitted to the DSI a letter giving information and asking for any information that could indicate otherwise. In this regard, the SEC has also asked the
accepted, starting from December 7, 2012. Earlier, he had submitted a letter to the SEC for termination of his status as the SEC approved auditor, effective March 30, 2012.
; mainly due to the sales to those local customers. In addition, the 2008 financial statements submitted to the SEC on February 28, 2009 showed a net operating loss of 944.7 million baht. In this connection
period and also made trading decisions during January 5-6, 2012 which Theera failed to prove that the orders were sent according to the client?s instruction.The Nongan Saetung case was also submitted by
which {A} failed to prove that the orders were sent according to the client's instruction.The {B} case was also submitted by his employer. The SEC then probed into the case and found from conversation
. The rectified and audited financial statements must be submitted to the SEC and disclosed to the public by December 26, 2012.