to mislead and induce the investing public into the trading. His above acts were deemed share price manipulation in contravention of Sections 243(1) in conjunction with 244 and Section 243(2) of the
Bangkok, December 13, 2010 ? The SEC will impose the revised rules governing approval of share issuance for public offering on January 1, 2011. The amendment is part of the SEC?s move toward
force to accommodate both public and private sectors to set up infrastructure funds. Currently, three sizable infrastructure funds investing in rail transportation, electricity, and telecommunication have
operators to adopt this suitability test to help improve service quality and better fulfill the investor demands,? Duangmon added.
international standard. The investment risk management guideline and due diligence checklist will help strengthen business sector to be ready for increasingly fierce competition,? said Mr. Vorapol.
expected to help tackle with the issues concerning discounted private placement, capital increase without clear objective or use of money raised through capital increase for other objectives.
services of securities firms. Vasant Thienhom, Deputy SEC Secretary-General said, ?The SEC found that some investors have solicited other investors and investing public, either verbally or through LINE as
and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with