documentation were received. In case deliberative period has been extended, the SEC Office shall inform the intermediary the necessity thereof before the end of such 30 days. Clause 10 In case an intermediary
end of such 30 days. Clause 10 In case an intermediary wishes to expand the scope of online branch office’s existing services, the intermediary shall notify the details of the expansion to the SEC
mutual fund for an accounting period, and in case of an open-end mutual fund, such information shall also be disclosed in any half-year report. Disclosure of information under the first paragraph is not
Certain Types of Securities Business Operator and Derivatives Business Operator. 25,000 baht per year In the case where the remaining period up to the end of the first calendar year of the licensed business
In the case where the remaining period up to the end of the first calendar year of the licensed business operation is shorter than six months, the licensee shall pay 50 percent of the relevant fee as
funds ; (5) undertaking for open-end funds to maintain their liquidity and the procedure in case of failure to maintain liquidity as specified; (6) any other provisions relating to the management of funds
; (5) undertaking for open-end funds to maintain their liquidity and the procedure in case of failure to maintain liquidity as specified; (6) any other provisions relating to the management of funds in
receivable under finance lease amounting to Bath 112.2 million from depreciate of Thai Baht compared to exchange rate as of end of 2019. Gain on forward contracts Q1-2020 Q1-2019 THB Mn THB Mn THB Mn % Gain on
million from decrease in natural gas payable which decreased from end of the year by Baht 116.3 million. However, payables from the purchase of fixed assets increased by Baht 14.0 million. Equity