, the SEC has reported the legal proceedings under the SEA above to the AMLO as well.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry

criminal complaint by the SEC is only the beginning of the criminal enforcement process. As to whether any persons are offenders shall be subject to the investigation of the inquiry official, the prosecution

than the appraised price based on the market approach. They also colluded to act dishonestly in selling NUSA condominium units in Bangkok at a price lower than the appraised price and transferring funds

compliant filed with inquiry officer

October 2018 and on 13 November 2018 (five business days in total). According to the investigation, it was discovered that, at the time of such wrongful acts, the four offenders, holding positions and

SEC files criminal complaint against 15 alleged offenders on account of price manipulation of 12 securities Bangkok, May 8, 2012 ? The SEC today filed a criminal complaint against 15 alleged

pay a fine of 2,540,000 baht. The jail term, however, was suspended for three years.This follows the SEC?s criminal complaint filed with the Department of Special Investigation (DSI) on May 27, 2010

payments on other clients' credit cards.The SEC has therefore revoked the approval of the eight securities investment consultants for the following different periods accordingly: (1) - (6) offenders for 10

., Ltd. (Thai Niche).Earlier, the auditors gave opinions on TUCC Q2/2011 and 2011 financial statements, respectively, to TUCC audit committee in accordance with section 89/25 of the Securities and Exchange

Bangkok, February 21, 2012 - The Appeal Court overturned the judgment of the Court of First Instance on November 24, 2006 that dismissed Theeratchanon Lapvisutisin, former Managing Director and