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behalf of clients was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved
Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as securities investment consultant of {A} and set the period to accept her re
Limited (“TBSP”) pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 12/2554 Re: Rules, Conditions, and Procedures for the Acquisition of Securities for Business Takeovers (as
securities in Thai British Security Printing Public Company Limited (“TBSP”) pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 12/2554 Re: Rules, Conditions, and Procedures for
voluntary tender offer for all securities in Thai British Security Printing Public Company Limited (“TBSP”) pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 12/2554 Re: Rules
Telecommunications Limited (“SingTel”); and (3) 43.79 percent of the total issued shares held by the minority shareholders of CSL (the “VTO”), in accordance with the Notification of the Capital Market Supervisory