caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.   The SEC has been monitoring and observing events or exhibitions

progress” หัวข้อ “View from the top: From strategy to action – how can investors, policy makers and corporates scale up ESG integration across Asia?” จัดโดยสำนักข่าว Financial Times และสำนักข่าว Moral Money

awareness about the importance of financial and investment planning which includes managing personal finance, building up wealth, and protecting themselves from being a victim of financial frauds and scams

2019 is held for the fourth time. SEC has participated in the event by establishing its booth for the first time, aiming to build up international awareness of SEC’s proactive role in promoting

provision.To improve the service provision standards, the Association of Securities Companies has drawn up the draft operating guidelines to be observed by its members. Upon the approval of SEC, securities

เพิ่มอัตราดอกเบี้ยที่จะจ่ายแก่ผู้ถือตราสารในอัตราที่กำหนด (step-up coupon) หากผู้ออกทำตามเป้าหมายไม่สำเร็จ หรือการลดอัตราดอกเบี้ย (step-down coupon) หากผู้ออกทำตามเป้าหมายสำเร็จ โดยในระยะแรกข้อตกลงดัง

in 56-1 One Report or they aspire to promote their disclosure level to catch up with the international standards and aim to lead their business to the sustainable growth.” said General-Secretary of

:             (1)  Amending the regulations so that they are up-to-date, more flexible and more principle-based, for example, improving information disclosure channels by allowing asset management companies to

addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits

and expectation without having supporting information or documents to back up his claim were in contravention of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended