false statements in the registration statements, and acting in the manner that dishonestly deceives others, released on 6 July 2023: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10553&NewsNo=116
) ฉบับภาษาไทย ได้ที่https://www.cfasociety.org/thailand/Pages/Investment-Industry-Standards.aspx และ https://www.sec.or.th/TH/Pages/LawandRegulations/HandbooksGuidelines.aspx ______________________
สามารถศึกษาสรุปเกณฑ์การเสนอขายหุ้นของวิสาหกิจเพื่อสังคม (SE) และข้อมูลที่เกี่ยวข้องได้ที่ https://www.sec.or.th/TH/Pages/LawandRegulations/SE-Offering.aspx และศึกษาสรุปเกณฑ์การเสนอหลักทรัพย์ต่อบุคคลในวง
policies, regulations, and guidelines for supervising the trading of derivatives by the employees in order to prevent the illegal use of internal information by the employees and conflicts of interest in the
The derivatives broker shall put in place policies, regulations, and guidelines for supervising the trading of derivatives by the employees in order to prevent the illegal use of internal information by
guidelines specified by the intermediary in compliance with the aforesaid rules. In this regard, such measures shall at least ensure that the service provider shall not have any characteristic which may cause
Company is advised to consider the guidelines, manual or disclosure checklist in Form 69-1 available on the website of the SEC Office. In this regard, the Company may also use the guidelines, manual or