/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  Kor Thor. 11/2553 Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives

e-service Online Submission See canceled document Derivatives Agent >> Executives / Personnel   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Derivatives Agent >> Approval & Qualifications (Section 24)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Outsourcing Services   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Derivatives Agent >> Branch Office   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory

e-service Online Submission See canceled document Derivatives Dealer >> Executives / Personnel   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Derivatives Dealer >> Approval & Qualifications (Section 24)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Dealer >> Outsourcing Services   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

Online Submission CA - Download Forms / Manuals Laws and regulations listed by notified year Laws and regulations listed by notified year   Issued Year      All Ministerial Regulations Notification of the

affected client.  Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the