social enterprises is available at http://www.dsdw2016.dsdw.go.th/se-news/. In case of a private placement by an SME, a waiver of approval application can only be granted to a limited company that has the
investors to form partnerships.(2) A platform that supports fund mobilization by SMEs and startups: Initially, this platform will be used to provide information, communications, and news, where interested
the users updated on important news and the latest developments such as investor alerts, quality evaluation results of listed company annual general shareholders’ meetings conducted by the Thai
of 430 million baht. As a consequence, KC was in default on the payment of 350 million baht on those bills of exchange (B/E) (SEC News No. 2/2018 dated Friday, 5 January 2018). The SEC’s further
. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer
securities trading activities is a predicate offense pursuant to the Anti-money Laudering Act B.E. 2542 (1999). ___________________________________Remarks: * SEC News No
this news release is as of the aforementioned release date. For those who wish to see the current status of the matter, please refer to complaint filed with inquiry officer.
. ____________________Notes to the news• List of 26 business operators granted approval to be licensed wealth advisors is as follows:1. Seven securities companies, namely:(1) KTB (Thailand) Securities Public Company Limited
from 5 September 2018 onwards.**Meanwhile, Mr. Thanawat acknowledged the civil sanction on 31 August 2018._______________________________ Notes: *SEC news release No. 98/2018, published
Investor Alert จำนวน 86 ราย นอกจากนี้ ก.ล.ต. ได้ดำเนินการประสานงานไปยังศูนย์ต่อต้านข่าวปลอมประเทศไทย หรือ Anti-Fake News Center Thailand เพื่อออกข่าวแจ้งเตือนประชาชน จำนวน 37 กรณี และในส่วนของการดำเนินคดีตาม