soliciting companies are authorized by the SEC prior making investment decision.On August 2, 2011, the SEC in cooperation with the ECD Police led by Commander Pol.Maj.Gen. Kowit Wongrungroj, Deputy Commander
. Investment limit in sukuk and Islamic deposit will be similar to that in debt instrument and deposit of financial institution. Prior to making investment, the management company must prudently consider risks
consultant for rest of the remaining prior approved period or until December 31, 2014. In addition, the SEC will not consider his renewal application for another five years starting from the effective date of
At present, customer service processes of business operators already include KYC and CDD procedures to verify customer identity and profile prior to the provision of services. However, in light of
private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another intermediary and reveal the report in the annual
, or a client who is a provident fund or a private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another
of unitholders. Management company shall sell assets or terminate the contract, which is a long term capital under paragraph one, prior one year from the date of investment or holding of the assets or
maintain the best benefit of unitholders. Management company shall sell assets or terminate the contract, which is a long term capital under paragraph one, prior one year from the date of investment or
long term capital under paragraph one, prior one year from the date of investment or holding of the assets or the effective date of the contract, just in the case of necessity and appropriately, by