results of the review affect the fair valuation of the investment or any items in the financial statements that have been submitted to the SEC Office and disclosed publicly, PACE has informed that it will
working for Asia Plus Securities Co., Ltd. at the time of misconduct.Following the inspection report submitted by Asia Plus Securities and the subsequent examination conducted by the SEC, it was found that
baht each. The total fines of 3,135,871.25 baht will be submitted to the Ministry of Finance as public revenue. In addition to the civil sanctions, the SEC has banned Surachai and Somsak from holding a
financial statement for year 2010 (which was submitted to the SEC on February 27, 2012) due to the scope limitation imposed by the company?s management has caused the auditor to be unable to perform any audit
audit firms. The special audit report must be submitted to the SEC and disclosed through the SET Electronic Information System within 30 days. _____________________
rules, the offerors are required to calculate the offer price by multiplying the fair value of the swapped EPCL share with the swap ratio. However, this was not the case with the tender offer submitted in
already submitted where a number of transactions had no details of either amount or price of securities. From the record, in addition, the client sometimes allowed him to make trading decision and the
1-22, 2010. She had submitted trading reports via electronic channels and mobile phone to the client who accepted the transactions. Such trading had resulted in a 73,400 baht loss for which {D} paid
client had ordered to sell 50,000 shares at 19 baht per share on February 25, 2014 but {A} instead submitted the selling orders for 49,000 shares at 17.50 baht per share. {A} admitted doing such action