Minimum Resting Time. Next year, the SEC plans to focus on promoting sustainability-related products (ESG), encouraging long-term investments (converting savings into investments), and
to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products not approved for sale
, intermediaries have adapted in response to such changes. For example, restructuring affiliated companies and optimizing the use of human resources to serve business expansion, including diversification of products
the preparation of projects for innovation testing and development would be amended to allow entrepreneurs with useful innovations to provide their products or services to customers under certain
as an investment consultant for complex products type 1** for a period of two years, five months and seven days, effective from 17 March 2021. However, since her approval period ends on 31 March 2021
-border investment opportunities for investors. “To promote development of cross-border products, SEC Thailand has put considerable efforts to revise rules and regulations related to DR issuance in
มาเลเซีย และไต้หวัน ดังนี้ (1) Geoff Summerhayes, Executive board member, Australian Prudential Regulation Authority (2) Azreen Idayu Zainal, Deputy general manager, markets and products, Securities
, products, mutual funds, listed companies, mergers, intermediaries business operators, auditors, financial advisors, various litigations, licensed and registered persons including mutual funds information
persons, companies, or investment products relating to securities and digital assets, as well as to verify the legitimacy of the licenses of SEC-approved businesses, which can be found in the Investor
discussed about possibility in developing other cross-border products, such as depositary receipts (DR) and infrastructure funds, as well as further cooperation in exchanging information for supervision, by