Bangkok, 2 November 2017 - The SEC has suspended the approval for a capital market investment consultant, {A}, for 12 months due to his failure to perform duties carefully and professionally. He was

consultant {D} for his failure to keep complete records of client's trade order instructions.

failure to perform duties responsibly, carefully and honestly under Section 307, Section 308, Section 311, Section 312 and Section 313 and Paragraph 2 of Section 281/2 in conjunction with Section 89/7 file

cryptocurrencies. In this regard, Bitkub by Mr. Sakolkorn acknowledged such action but did not oppose. Bitkub’s offence was resulted from the instruction or the failure to give instruction of Mr. Sakolkorn, Chief

from the instruction or the failure to give instruction of Mr. Sakolkorn, Chief Executive Officer and authorized director, which is duly required to be performed. 10/01/2023 agreed to comply with

(Form 56-2, 2020) to the SEC within the specified period. In case of the audited financial statements for the year 2020, the Criminal Court sentenced the accused to pay a fine of 10,000 Baht and a further

220,000,000 220,000,000 THB as an alternative to the cash payment (the Company will pay the cash approximately Upon the completion of the increase of the Company’s registered capital, total Company’s total paid

updating its technological systems to ensure that it can cope with possibility of a significant surge in transaction volume. Nonetheless, commercial banks are likely to be exposed to technological failure

securities. Clause 61 The applicant shall pay the application fee to the SEC Office at the amount as prescribed in the Notification of the Securities and Exchange Commission concerning Determination of Fees

failure to perform pursuant to the operating system or other measures: (a) punishing directors, executives or other personnel who were involved in the breaching; (b) reimbursing damages or compensating