-Your-Customer/Customer Due Diligence: KYC/CDD system, causing the company to be fined by the Settlement Committee at the amount of 1,101,000 baht. Moreover, the SEC has suspended approval of two AEC
. In this regard, the Office may request for an explanation or clarification of such reports or documents. Clause 11/3. In the case where the investment advisory company violates or fails to comply with
shareholders’ equity of the securities company; (b) financing lease which is under the condition allowing for early termination of lease by the securities company as the lessee without purchasing the asset
Management Discussion & Analysis ( - translation - ) For operating result of 2Q18, ended 30 June 2018 Raimon Land Public Company Limited | 9 August 2018 1 / 4 Major Events in 2Q18 and July 2018 April
Company Limited (“the Company”) held on September 22, 2020, it was resolved that the Company enter into a connected transaction of the contract of land lease with factory building at Bangpoo plant and the
, Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 The Company has engaged valuers to prepare valuation reports on such assets. The Board of Directors has considered such valuation and deemed it
-date information in order to verify the client’s assets information reports between the custodian and the securities company. Clause 15. A securities company shall deliver a report of the client’s assets
verify the client’s assets information reports between the custodian and the securities company. Clause 15.3 A securities company shall deliver a report of the client’s assets at the end of each month to
Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road , Tharang, Sub - District Bangkok 10230 Tel: 02-943-6663-4 Fax: 02-943-6343 02-943-7740 (Translation) No OCMSET/6106/002