required to deposit more collateral; (2) had the client fail to pay, deliver securities or deposit collateral within the specified period of time, the client may face the following disciplinary action
which may lead the client to lose or be required to deposit more collateral; (2) had the client fail to pay, deliver securities or deposit collateral within the specified period of time, the client may
be a person with power of management; if such person has the qualifications and has no prohibited characteristics specified in Section 23 of the Derivatives Act B.E. 2546 (2003) and the Notification on
power of management; if such person has the qualifications and has no prohibited characteristics specified in Section 23 of the Derivatives Act B.E. 2546 (2003) and the Notification on qualifications and
qualifications of the person who would be a person with power of management; if such person has the qualifications and has no prohibited characteristics specified in Section 23 of the Derivatives Act B.E. 2546
of entering into transactions are as specified in the Enclosure. The entering into aforementioned transactions is reasonable because of the following reasons: • The service fees under the Master
(issued by CIS Operator) [ ] 6. A document demonstrating that the investment policy and product restrictions of NRI CIS are in accordance with those specified by the Notification of the SEC Thailand related
client to lose or be required to deposit more collateral; (2) had the client fail to pay, deliver securities or deposit collateral within the specified period of time, the client may face the following
board of directors to ensure that the use of information technology in the business operation facilitates the intermediaries in achieving the specified goals with appropriate use of resources and
transaction and will receive consideration for “Komchadluek” business and trademark after the condition precedents specified in the Komchadluek Business and Trademark Purchase Agreement between the Company, NBC