normal market conditions. The offenders (13) and (14), in their capacity as investment consultant, rendered assistance with the execution of the trading orders, which occurred in three different time
Board Notification on Rules, Conditions, and Procedures for Operating Digital Asset Businesses, and must also be subject to oversight by a recognized regulatory authority, as prescribed.Accordingly, the
divestment with the result that BBGI will cease to be a subsidiary of the Company according to the SET Regulation Re: Rules, conditions and procedures governing the disclosure of information and other acts of
No. TorThor. 8/2551 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of Securities Company dated 2 April 2008; (2) Notification of the Capital
repealed: (1) Notification of the Capital Market Supervisory Board No. TorThor. 8/2551 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of
Capital Market Supervisory Board No. TorThor. 8/2551 Re: Rules, Conditions and Procedures relating to Applying for and Permission of Establishing Branch Offices of Securities Company dated 2 April 2008; (2
specific purpose” means any mutual fund established under the following Notifications: (1) Notification of the Capital Market Supervisory Board regarding Rules, Conditions and Procedures for Establishment
Notification of the SEC governing rules, conditions and procedures for the approval of private fund custodian; 2. Systems for coordinating with the custody agent to ensure that the applicant is able to perform
Notification of the SEC governing rules, conditions and procedures for the approval of private fund custodian; 42. Systems for coordinating with the custody agent to ensure that the applicant is able to perform