derivatives trading orders to make up the record of receiving those orders. In addition, Napat had been authorized by a client to make securities trading decisions and he confirmed the trading transactions to
provide securities trading service to the account owner or the written authorized person. The SEC and RHB OSK found that {ก} submitted a number of securities trading orders in several clients? trading
obtained unlawful gains for themselves or another person which caused damage to EARTH or others obtained benefit. In this regard, they jointly had the resolution in Board of Directors (“BOD”) Meeting No. 1
unlawful gains for themselves or another person which caused damage to EARTH or others obtained benefit. In this regard, they jointly had the resolution in Board of Directors (“BOD”) Meeting No. 1/2563 to
) dealing in securities as specified in (3); (3) underwriting of securities as specified in (3). “applicant” means person applying for securities business license under this Ministerial Regulation
17:27 Entering into the Long-term land sublease agreement with JMT Network Services PCL, which is a connected person of the Company. (Additional reasons for delay in submission of resolutions) 21/09
sublease agreement with JMT Network Services PCL, which is a connected person of the Company. (Additional reasons for delay in submission of resolutions) 21/09/2022 12:51 Entering into the Long-term land
on policy making, management or operation of the business; and (d) Any person who, by circumstances, operates the business or has responsibilities in the operation of the business as executives
: .................................................................................................... Sharing resources with the Head Office 6. In case of establishing an online office: 6.1 Name of the responsible person for online operation:........................................................ 6.2 The