. a government; political subdivision, agency, or instrumentality of a government; or a company, corporation, partnership, trust, estate, or association. similar product. product or transaction that has
GOVERNMENT BOND 03 BBB+ 5,000.00 26,550,000.00 0.00 0.00 005 2540 214 000 03, 04 BB STATE ENTERPRISE BOND 00 0.00 0.00 20,000.00 100,000,000.00 005 2540 151 000 03 CC UNIT TRUST 00 0.00 0.00 8,000.00
Private Fund Management , of which policy is investment in domestic products; (b) providing services of trading a government bond or a bond of which principal and interest are guaranteed by the Ministry of
persons appointed to provide trading services of government bonds or bonds whose principal and interest are guaranteed by the Ministry of Finance and subject to the regulation whereby the holders of such
. due to a legal restriction or a capital venture condition imposed by the government, the trust shall acquire the maximum amount of share so permit by the law which shall in no case be less than forty
institutional investors on behalf of the intermediary in the category of securities dealing,; (4)5 those persons appointed to provide trading services of government bonds or bonds whose principal and interest are
) providing services of trading a government bond or a bond of which principal and interest are guaranteed by the Ministry of Finance on the condition that the holder shall be able to redeem on a fixed price or
the reporting person; and (3) Person under Section 258 of the concert party. 2 When reporting the acquisition of convertible securities, please state the number of units for all types and series of
concert party. 2 When reporting the acquisition of convertible securities, please state the number of units for all types and series of convertible securities (if there are several types, combine the
twork Serv he financial second qua or, the resu ance he Compan ancial state econd quar ng of net p eceivables. which was h margin stoo from collec be describe bts n of eivables ed income 017 cussion and