information security in accordance with the following criteria: (1) define and document information security roles and responsibilities and establish operating guidelines for the personnel of the intermediary
the law on securities and exchange , including regulations issued by virtue of such law in the part of their responsibilities; **(6) having personnel to be investment consultant, investment planner or
exchange 4 , including regulations issued by virtue of such law in the part of their responsibilities; **(6) having personnel to be investment consultant, investment planner or investment analyst, as the
their responsibilities; **(6) having personnel to be investment consultant, investment planner or investment analyst, as the case may be. In this regard, such personnel shall obtain an approval from the
the Company to the Specific Investor (Private Placement) (Attachment 4); and (2) To negotiate, agree, sign, and to amend agreements, document, sell reports, disclosures, waivers, reports, applications
7 ปี ในช่วงระยะเวลา 10 ปี ก่อนวันที่ได้รับการแต่งตั้ง คุณสมบัติของผู้ขอความเห็นชอบเป็น ผู้วางแผนการลงทุน (investment planner) กรณี ที่ ความรู้ที่เกี่ยวข้อง คุณสมบัติของบุคคล ที่ขอความเห็นชอบ ทดสอบผ่าน
with Clause 12; 11 (c) the document stating the opinions of the management company and the financial advisor on the reasonableness of the appraisal report in (b) whereby if the management company or the