matters relating to the disclosure of material information to members of the Passport Fund/ Regulated CIS (unitholders) or Home Regulator, and have not failed to submit such material information to members
reasons. You can contact the Data Protection Officer (DPO) of the SEC Office to submit a request to exercise the rights stated above (please refer to the contact details in “Contact Channels” below). You
the Office of the Securities and Exchange Commission (“SEC Office”) prepare and submit the Audit Firm Profile and Details of the Audit Firms to which auditors are affiliated with the SEC Office. Table
the Office of the Securities and Exchange Commission (“SEC Office”) prepare and submit the Audit Firm Profile and Details of the Audit Firms to which auditors are affiliated with the SEC Office
. กดปุ่ ม Submit ขัน้ตอนการอปัโหลดเอกสาร อปัโหลดไฟล ์ - อปัโหลดแบบฟอรม์ และ เอกสารทีเ่กีย่วขอ้ง - กรณีอปัโหลดไฟลผ์ดิสามารถกด Icon ถงัขยะ เพือ่ลบไฟลท์ีอ่ปัโหลดไปแลว้ได ้ - กรณีตอ้งการดตูวัอยา่งเอกสารแนบ
previous position without the requirement to submit an application for approval, in case of suspension order for a period not more than the period of approval; (3) in case the demeanor, being within the
Sukuk by a Trustee Who Is a Foreign Business and Disclosure of Information; (4) financial statements which a foreign business has the duty to prepare and submit to the SEC Office under Section 56. Clause
prepare and submit a report on fee payment for business undertaking according to the licenses to the SEC Office via the forms and procedures available on the website of the SEC Office. The report on the fee
the Securities and Futures Commission of Hong Kong, and have not failed to submit such material information to the investors of the Hong Kong Covered Fund or the Securities and Futures Commission of