performing function, except for any of the following cases: 1. the intermediary is a financial institution established under other laws and licensed to undertake securities business as prescribed by Section
__________________________________________________ _____________________________________________________________________ 3. I/We have not had any record of violation of the laws or regulations of Home Economy in matters relating to the disclosure of
director throughout the meeting period, and the meeting shall have a system of meeting control as prescribed by the related laws. The Director who attended Board of Directors’ meeting through electronic
established under other laws and licensed to undertake securities business as prescribed by Section 111 of the Securities and Exchange Act B.E. 2535 (1992); 2. it is the appointment or assignment to be a
__________________________________________________ _____________________________________________________________________ Page 8 of 9 Form 35 – ARFP CIS 3. I/We have not had any record of violation of the laws or regulations of Home Economy in
. In case of having reasonable and appropriate ground or having limitations under other laws which causes the CIS operator not to be able to submit certain information or evidentiary documentation under
issued shares of NPSI, which is the maximum shareholding percentage allowed under the laws of the Philippines. The shares acquisition transaction was subject to the approval from the meeting of the
shares of NPSI, which is the maximum shareholding percentage allowed under the laws of the Philippines. The shares acquisition transaction was subject to the approval from the meeting of the shareholders
customer of insurance since the market trend of Insurance Outbound Telesales services was slowdown which because of the highly strict of relevant laws and also the various ways of approach the customer. 2.3
SEC Office. (Reasons for seeking an exemption are required for the SEC Office's consideration). 4.5 Having not been accused of or subject to criminal proceeding, whether under Thai or foreign laws