company licensed to undertake derivatives business; (2) “executive” means manager or person with power of management; (2/1) 1 “manager” means any person assigned by the board of directors of the company to
who is responsible for financial statements. 2.4 The board of directors are knowledgeable for the company business and have expertise beneficial to the company or can seek advices from experts in a
Company’s assets in respect of securities and derivative retail brokerage business to UOB Hay Hian Securities (Thailand) Public Company Limited and Country Group Securities Public Company Limited, totally
person to be an executive of the company or in cases other than (2), the derivatives business operator shall proceed the followings: (a) in case of an appointment of a person to be director or manager, the
the company or in cases other than (2), the derivatives business operator shall proceed the followings: (a) in case of an appointment of a person to be director or manager, the derivatives business
business operator appoints a new person to be an executive of the company or in cases other than (2), the derivatives business operator shall proceed the followings: (a) in case of an appointment of a person
securities business in the category of mutual fund management; “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund
securities company licensed to undertake securities business in the category of mutual fund management; “Private fund management company” means any securities company licensed to undertake securities business
consideration equivalent to 0.45% of business operation based on financial statement as of September 30, 2018, which is not considered as major acquisition, and the company has no any transaction during the past