financial statement of derivatives business operator, derivatives exchange, or derivatives clearing house under this Notification. In case where the auditor under the first paragraph is ineligible to do
settled by means of arbitration and the following procedure the customer is able to proceed with in case of unsatisfactory results provided by the derivatives broker; (4) preparing a summary report in
funds which have invested or held equity instruments issued by PTT Public Company Limited: (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues
) classification of the investment unit shall contain at least the following details: (a) type of the investment unit, either single or multiple types. In case of classifying the investment unit into multiple types
of customers’ assets. (5) one million baht for undertaking derivatives business which is not in line with Clause 2(1), (2), (3) or (4). Clause 3 In the case that a licensed agricultural futures
. In case where the auditor under the first paragraph is ineligible to do auditing and put his or her signature in the opinion on the financial statement of a securities company throughout the remaining
thereunder. Clause 4 In the case a derivatives business operator intends to submit the financial statements under Clause 3 to the SEC Office in an electronic form, the derivatives business operator shall
Clause 4 In the case a derivatives business operator intends to submit the financial statements under Clause 3 to the SEC Office in an electronic form, the derivatives business operator shall submit the