of the SEC. In the case where the securities company prepares the supporting documents for entry into accounts or disclose information in the financial statements inaccurately or incompletely, the
of the SEC. In the case where the securities company prepares the supporting documents for entry into accounts or disclose information in the financial statements inaccurately or incompletely, the
of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by the private fund management company as
redemption of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by the private fund management company as
representative for sale and acceptance of redemption of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by
; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each
mechanism or measure which render the securities underwriter to perform duties independently: (1) in case the securities underwriter, or parent company or subsidiary company of the underwriter is the sponsor
which render the securities underwriter to perform duties independently: (1) in case the securities underwriter, or parent company or subsidiary company of the underwriter is the sponsor of the REIT; (2
litigation case that the Company is liable to pay Baht 20.0 million together with interest at the rate of 7.5 percent per annum from 7 June 2013 according to note to financial statements as of 31 December 2018
by Baht 5.0 million or 1.8% compared to Q2 2017. The operating expenses increased by Baht 13.9 million or 8.8% compared to Q2 2017 partly from compensation of litigation case that the Company is liable