Pursuant to the Royal Decree No. 750 issued by the Revenue Department, which aims to promote startup funding, an exemption of revenue tax shall be given to juristic or non-juristic persons who notify PE Trust status with the SEC and transfer unit trusts to others in accordance with the investment and condition requirements as prescribed by the Revenue Department. Currently, PE trustees are required to submit PE Trust-1 Report to the SEC office within 15 days as from the end of the financial peri...
Earlier, Zipmex announced the suspension of its services for digital asset trading, money deposits and withdrawals in Thai baht, and deposits and withdrawals of digital assets, due to problems with the ZipUp+ program, while the SEC was collecting and examining facts related to the business operation of Zipmex. Following the collection and examination of the facts aforementioned, the Competent Officer, who executed his or her duty in accordance with Section 51 of the Emergency Decree, ordered Z...
Mr. Thawatchai Pittayasophon, acting Secretary-General of the Securities and Exchange Commission (SEC), and Deputy Secretaries-General, i.e., Ms. Jomkwan Kongsakul, and Mr. Anek Yooyuen, together with SEC executives, joined the video tape recording to commemorate the auspicious occasion of Her Majesty Queen Sirikit the Queen Mother’s Birthday Anniversary on 12 August 2023. The recording took place at the National Broadcasting Services of Thailand (NBT) on 20 July 2023.
SEC Secretary-General Ruenvadee Suwanmongkol said “this is the first time in Thailand that a comparative study between Thai laws on the supervision of auditors and audit firms in Thai capital market and foreign laws is conducted. The proposals resulting from this study will be greatly beneficial to amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to enhance effectiveness in enforcement of the law and protection of investment to be aligned with internatio...
SEC Secretary-General Ruenvadee Suwanmongkol and SEC delegates will share Thailand’s sustainable finance roadmap amid the context of Asian peers during SEC participation in the “Central Bank and Sovereign Wealth Fund Forum 2020.” The Secretary-General will join the panel discussion on Green Finance, as invited by Deutsche Börse Global, and attend the “Global Funding and Financing Summit 2020” with the SEC team. On this occasion, SEC Assistant Secretary-General Jomkwan Kongsakul and the SEC...
UREKA will hold the annual general shareholders’ meeting on 30 April 2020 to seek approval for the investment of its subsidiary Ureka UU Co., Ltd. (UU) in two water supply projects to produce and sell tap water to the PWA Panatkikom Branch at the investment value of 237 million baht. To raise fund for this investment, UREKA will raise capital through a rights offering of common shares and seek a loan from a financial institution. The Board of Directors and the Audit Committee view that the...
transactions sent by the company. In addition, she had other persons confirm certain non-Internet based derivatives trading orders to make it appear that the client had sent the orders himself. {A}’s
On 14 August 2019, the SEC and 12 organizations in the capital market officially co-launched the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation with the objective of inviting all sectors in the capital market to declare the intention to operate with social and environmental responsibility in line with the United Nations’ Sustainable Development Goals (SDGs). Laid out as a three-year plan, the Initiative has already led to further collaboration bet...
During the meeting with Mr. Renaud Meyer, UNDP resident representative to Thailand who has begun his term since 26 March 2019, SEC Secretary-General Ruenvadee Suwanmongkol reaffirmed SEC’s readiness to cooperate with UNDP in driving towards Sustainable Development Goals within 2030, and to implement the National Action Plan on Business and Human Rights (NAP) the first phase 2019 – 2022. The NAP will further demonstrate the SEC role in promoting and supporting the business sector’s consideration...
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดกิจกรรม “Thanks God, It’s Fine Day” ครั้งที่ 1 ซึ่งเป็นบรรยายพิเศษ เรื่อง "Innovation in the Disruption Era" ให้แก่คณะผู้บริหารและพนักงาน ก.ล.ต. ที่เข้าร่วมรับฟังกว่า 300 คน โดยมีนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ กล่าวเปิดงานและกล่าวต้อนรับ ศาสตราจารย์ ดร. สุชัชวีร์ สุวรรณสวัสดิ์ ที่ได้ให้เกียรติเป็นวิทยากร เมื่อวันที่ 11 กันยายน 2563การบรรยายครั้งนี้จัดขึ้นเพื่อเพิ่มพูนความรู้และแนวคิดใหม่ ๆ ซึ่งเป็นประโยชน์ในการทำงานให้กับพ...