Securities (Thailand) Public Co.,Ltd., the SEC probe into the case and found that {A} made trading confirmation and informed the clients of receipt and payment. In addition, trading reports for a number of
authorization from his client and made SBL trading decisions for the client when there was profit or risk with the client's account. He then informed his client via telephone with regard to the profit and loss on
to set-off against losses resulting from her trading decision made on behalf of the client. She then falsely informed her client that the money obtained from selling the securities was transferred to
the vendors to improve and tested such revised systems and is now confident that the system can handle increasing number of transactions. The SEC has already informed the SEC Board of the above fact in
may result in shareholders not having sufficient material information to make informed voting decisions on the relevant agenda items. Accordingly, pursuant to Section 58(1) of the Securities and
—including initiatives to strengthen corporate governance—while enhancing disclosure and continuous communication with investors to support informed investment decision-making. This, in turn, will help enhance
informed accordingly. Sincerely yours, -WICHIT TECHAKASEM- (Dr. Wichit Techakasem) Managing Director Authorized Person to Disclose Information Company Secretary Tel. 02-518-2722 Ext. 649 Fax 02-518-2723
Acquisition and Disposition of Assets, 2004. However, the Company would like to disclose such information because the Company has informed the shareholders that the Company has acquired this land for real
the end of any business day. In case the securities company has ceased its derivatives business and already informed the cessation thereof in writing to the SEC Office, such securities company shall
baht and [net capital ratio] not less than 7% of general liabilities and collateral at the end of any business day. In case the securities company has ceased its derivatives business and already informed