support securities regulators to tackle new challenges and risks. The second FSAP included the assessment of the SEC’s roles and responsibilities regarding transparency, independence, rulemaking procedures
and comprise a large number of affiliates, due to legal or commercial purposes, in order to add flexibility without causing an unreasonable burden on these companies. The main points of the new rules
Chief Information Officer (CIO) who is responsible for digital technology and efficiency. SEC also initiates a project to develop a digital infrastructure for capital market that incorporates new
development to support digital transactions in securities, and new fundraising channel through crowdfunding, etc. We believe that our involvement in this event will give Thai capital market more opportunities
addition, Start to Grow microsite is one of the “New Year Gift 2021” projects from Ministry of Finance and related organizations and in accordance with cabinet resolution on 22 December 2020.” said
digital media production business, create new business opportunities, expand the existing business, and help to manage costs and expenses of the production department more efficiently, etc. However, the
financial planning tool and raising people’s awareness into actual implementation. “In order to promote wealth advisors, SEC will amend the regulations to attract and reduce obstacles for new and existing
or wasu@sec.or.th until 24 August 2018. It is expected that the new notification will be effective by the third quarter of 2018. _____________________________
with the laws governing corporate conduct.Such regulations will be enforced on new comers who apply for the licenses and existing digital asset business operators before the royal decree on digital
initiated. This project encourages both existing and new business operators to provide more integrated financial advice and planning (wealth advice) service to general investors with investable assets not