and the persons from (3) to (7) were in violation of Section 243(1) in conjunction with Section 244 and Section 243(2), and liable to the punishments under Section 296 of the Securities and Exchange Act

the share price of RASA was in violation of Section 238 and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992 (SEA). He agreed to enter the fining process. The

registration of the change of IFEC directors derived from the cumulative voting because it was a breach of the company's articles of association and in violation of Section 70 of the Public Company Limited Act

by Ms. Noppawan Suwan and Mr. Viroj Arnokkaeo, who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation.  Such market manipulation was in violation

violation of Clauses 20(1) and 20(5) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis

involves severely illegal business. For example, human trafficking, drug smuggling or money laundering etc. Moreover, the issuer must not act in violation or non-compliance with the law, which may cause

of debenture without approval in violation of Section 33 and subject to the penalties under Section 268 of the Securities and Exchange Act B.E. 2535 (1992) (SEA); meanwhile, Ornpaphat and Kanyakorn

approval from the SEC was in violation of Section 33 and subject to the penalties under Section 268 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The Criminal Fining Committee therefore has

Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency

the SEC website, in order for the SEC to conduct further in-dept investigations. Any activities liable to violation of laws enforced by the SEC may be subject to legal action, which could result in both