, shall be repealed. For the preliminary period of conformity to this Notification, the transitional provisions shall be applied, as specified in detail in Chapter 8. 3 Division 4 Powers of the SEC Office
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
Stock Exchange of Thailand in the past accounting period. 19 Division 5 Transitional Provisions ____________________ Clause 52 In case where the management company has correctly submitted an application
Transitional Provisions ____________________ Clause 25 In cases where the Office has already received an application for an offer for sale of newly issued warrants and underlying shares prior to the effective
(1), the appraisal report has been used in engaging in capital market transaction prior to the date when the SEC Office has suspended or revoked the approval. Chapter 5 Transitional Provisions
allows them to be available for viewing or inspection by the SEC Office upon request. Chapter 13 Transitional Provisions _____________________ Clause 47 All notifications of the Office of the Securities
(effective on 1 September 2018). 11 with the power prescribed in Section 24/1 of the Securities and Exchange Act B.E. 2535 (1992). Chapter 4 Transitional Provisions _____________________ Clause 28 Any person
January 2018 (effective on 1 April 2018). 17 Chapter 7 Transitional Provisions ______________________ Clause 27 In the case where the SEC Office has received a registration statement and draft prospectus
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 61/2561 Re: Offer for Sale of Debt Securities of Thai Government Agencies _________________ By virtue of Section 16/6 of the Securities and Exchange Act, B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4), B.E. 2551 (2008) and Section 35, Section 40(11), S...
Microsoft Word - Tor Jor 63-2561 Baht Bond 111261 (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. - ราง - Notification of the Capital Market Supervisory Board No. Tor Jor. 63/2561 Re: Approval Rules on Offer for Sale of Newly Issued Bond of Foreign Entity Denominated in Thai Baht ______________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as am...