) dated 1 August 2017 (Effective on 1 September 2017). 10 in order to comply with this Notification, or [ii] suspend the outsourcing to the service provider. Chapter 3 Transitional Provisions
the function related to business operation which has been approved by the intermediary’s board of directors to the SEC Office at least once a year. Chapter 4 Transitional Provisions
Transitional Provisions ______________________ Clause 14. The person who has obtained permission or approval for being advisor under the Notification No. OrNor. 2/2545 or securities investment analyst under the
, manager or person with power of management of the securities company or the derivatives business operator within a necessary and justified period of time without delay. Chapter 4 Transitional Provisions and
. Chapter 4 Transitional Provisions Clause 23 All orders and circulars issued under or prescribing guidelines for compliance with the Notification of the Securities and Exchange Commission No. KorThor. 4/2543
person explicitly that the assets belong to the client. 12 Chapter 4 Transitional Provisions Clause 23 All orders and circulars issued under or prescribing guidelines for compliance with the Notification
until the expiration of the exercise period, the approval of the remaining issued underlying shares of the unexercised conversion rights shall be deemed terminated. 14 Chapter 4 Transitional Provisions