.2535 (1992) and may be found to have committed an offence under Section 281/2 of the same act, in which case, the SEC will not hesitate to take action pursuant to its authority and mandate.According
SEC, therefore, filed a criminal complaint against the offenders to the Department of Special Investigation (DSI), in order to take appropriate legal action. This criminal offense may result in
net capital. This shall provide a period of time for the business operator to take corrective actions to ensure that the subordinated liabilities portion not considered as total liabilities does not
subsidiary fails to reverse the transactions, SCAN board of directors should take responsibility for the consequences of all board approved transactions. In addition, SCAN board of directors? approval on a
Companies and Thai Bond Market Association. Assoc. Prof. Dr. Pasu Decharin, Dean, Faculty of Commerce and Accountancy, Chulalongkorn University said that Chulalongkorn Business School is delighted to take
investment through a number of branches nationwide. Moreover, the commercial banks can also take another important role to support securities companies and asset management companies in their groups to seek
the change of {X1} share prices. {A}' s action was deemed as using inside information in such a way as to take advantage of other persons in violation of Section 241 of the Securities and Exchange Act
making an investment in a mutual fund. The SEC studies on behavioral finance have revealed that investors tend to take many other factors into consideration as well when making a decision to invest in a
, which shall take into account the standards approved by the Board of Auditing Practices under the law relating to auditors. The financial statements under the second paragraph must be examined and given