prior approval from the SEC Office, the SEC Office hereby specifies the rules related to approval for outsourcing function related to business operation to a third party as follows: Clause 1 In this
___________________________________________________________________________ Remark: The rationale for issuing this Notification is because the Securities and Exchange Act (No. 4) B.E. 2551 (2008) specifies issuance of rules, conditions and procedures in filing of balance
. ---------------------------------------- Note: * Clause 23(2), which specifies a prohibited characteristic of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re
public prosecutor, and the court will judge the case, respectively. ____________________ Note: * Cumulative voting is the method of voting which specifies that one shareholder shall have votes in a
paragraph of clause 5 of the Notification of the Ministry of Finance, the Office hereby prescribes the factors in considering the seriousness of behavior as prohibited characteristics of persons who are or
the Notification of the Ministry of Finance, the Office hereby prescribes the factors in considering the seriousness of behavior as prohibited characteristics of persons who are or will be major
prescribes that trust managers must be approved by the Office of the Securities and Exchange Commission and in order to determine the consideration period to be in line with Section 5 of the Securities and
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer