should remain focused on cyber risk prevention when using personal devices to make transactions, including keeping one’s digital assets in a private wallet. The SEC recommends that service users allow
case, investors should check the records of transaction confirmation regularly to make sure that they are properly issued by the securities companies in charge. In case of suspicious incidents
independent financial advisor views that despite the reasonable objectives of the proposed acquisitions, NBC’s shareholders should not grant an approval because (1) the sale price of “Komchadluek” assets and
trading transactions regularly. In case of doubtful authenthicity, investors should seek clarificatioin from the back office of such securities firm. It should be reminded also that money for trading
addition, clients should be given more than one choice of fund, and intermediaries should follow up on clients? investments on a regular basis and keep clients informed of changes for clients? benefits
, Facebook, Line and YouTube. The public should be aware that none of the three digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to
served.Investors are strongly advised to be careful and not to allow investment consultants to make trading decisions for them. Compliance unit should be immediately informed if a trading account is used without the
in the capital market sector should therefore sufficiently provide necessary resources and focus on coordination among agencies, especially exchanging information necessary for prevention and
persons should contact the ECD Police at 0-2237-1199 for further legal proceedings.Vasant Thienhom, the SEC Deputy Secretary-General said that, ?At present, scammers use a variety of approaches and patterns