prior to the effective date of the registration statement shall be provided showing the issuer's, or if the issuer is the holding company of a group, the group’s capitalization on an actual basis and, if
perform in accordance with Clause 35 mutatis mutandis in case of the result of assessment showing that the client is inappropriate to invest in or enter into a transaction of capital market products
. 4. Investments in securities An investment in debt instrument means an investment in a contract showing that the instrument issuer has both directly and indirectly obligation to pay cash or other
securities An investment in debt instrument means an investment in a contract showing that the instrument issuer has both directly and indirectly obligation to pay cash or other asset to the instrument holder
information to support their investment decision making. 8 Clause 17 If, during the term of the program under Clause 30 and Clause 52, a certain fact appears to the SEC Office showing that the approved entity
arrivals for the first 8 months of 2017 totaling 23.5 million, an increase of 5.4%. Nevertheless, several domestic factors pending recovery still remain 1) Agricultural sector - with farm income showing
, those who have trading accounts and transactions with the securities underwriter prior to this offering and those who have not, showing the number of allocated persons, the amount and value of shares
underwriter prior to this offering and those who have not, showing the number of allocated persons, the amount and value of shares allocated to the persons in each group; (c) keep documentary evidence or