in the SET; to have an authority to process as deemed necessary and appropriate, concerning the above mentioned, and to ensure that the issuance and offering of the newly issued shares is complete 6
unitholders. Clause 6 A management company shall establish a system for the administration and the management of a fund which covers at least the following matters: (1) the selection and supervision of the
following matters: (1) the selection and supervision of the personnel involved in the operation of the fund to ensure that they have suitable knowledge and capability for the administration and management of
exchange transactions valued at USD 50,000 or higher must be reported, and transaction evidence with complete information, as determined by the Bank of Thailand, must be issued and delivered to customers. 2
procedure for providing services by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information in order for the service user to choose a service or make an
rules: (1) having a procedure for providing services by considering the following matters: (a) disclosure of accurate, complete, necessary and sufficient information in order for the service user to
considerations when setting investment policies and strategies, as well as during the selection and monitoring of investments in quality businesses. This aims to ensure sustainable investment according to the
, such as the review of financial statement and selection of SEC-registered auditors, and to encourage stakeholders of financial reporting ecosystem to put more attention and importance to audit quality
appropriate use of words, language, gestures and documents to prevent the display of sexual prejudices that disrespect the rights and freedoms of individuals, (5) the selection of committees or persons