issued under Section 58 (1), which is liable to the offenses under Section 274 and Section 281/10 in conjunction with Section 58 (1) of the SEA, and the case where EARTH disclosed misleading statements

Following the referral from the Stock Exchange of Thailand (SET) in September 2023 and the SEC’s further investigation, the findings and evidence indicated that during 1–13 June 2023 the four

Following a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that on 2 August 2019, PPPM disclosed through the SET’s Electronic Listed Company

(1) driving the PK stock price upward, (2) obstructing others' purchase orders by placing orders at multiple price levels and (3) driving up the opening or the closing prices by placed orders

activities included (1) driving the TKT stock price upward and (2) obstructing others' purchase orders by by placing orders at multiple price levels, consequently misleading the public regarding the price

stock deviate from normal market conditions. This case is in the process of inquiry by the inquiry official. SEC Act S.244/3(1)(2) in conjunction with section 244/5(4) Criminal Complaint Filed with an

ADVANCE OPPORTUNITIES FUND I Disposition Stock 3.68 1.86 1.82 19/01/2022 5.5 1.86 3.64   246016122201-1 JCKH ADVANCE OPPORTUNITIES FUND Acquisition Stock 0 1.82 1.82 17/01/2022 1.86 3.64 5.5   246016042201

(CAMBODIA) BANK PCL Disposition Stock 5.8635 5.8635 0 09/12/2020 5.8635 5.8635 0   246007872012-1 QTC Mr. Aphichat Sramoon Acquisition Stock 0.0002 12.4599 12.4602 05/06/2020 0.0002 12.4599 12.4602

Following a referral from the Stock Exchange of Thailand (SET) in December 2021 and the SEC’s further investigation, it was found that the two offenders, namely (1) Mr. Suthee Siripornpitak, and (2

Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No JUTHA AUSTIN ASSET LIMITED Acquisition Stock 0 27.9 27.9 24/12