for screening the volunteers with annual assessment in order to help protect interest of shareholders and investors continuously and create confidence on investment in capital market.Furthermore, TIA
suitability test before letting clients make an investment, as specified by the SEC regulation. ?Our mission is to protect investors as well as facilitate fundraising for business sectors and develop financial
+, which is the service of Zipmex Pte. Ltd, and gained benefits from digital asset exchange fees. Additionally, such operation of Zipmex had no measure to protect the conflict of interest and to control the
Form to Report on Names of Members and Scope of Work of the Audit Committee The Board of Directors meeting No. 12/2017 of Nation Multimedia Group Public Company Limited held on December 28, 2017 resolved
Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of All Types of Debt Securities. Part 1 General Provisions ____________________ Chapter 1 Scope of the Notification and
the purpose of compliance with this Notification, the SEC Office is empowered as follows: (1) issuing detailed Notifications under the scope of this Notification in order that any intermediary would
, the management committee, the audit committee and the remuneration committee, and the scope of authority and responsibilities of each committee; (2) Identify the audit committee members who have
sale of convertible bonds at lower market price” means an offer for sale of newly issued convertible bonds of which the offered price combined with the exercise price is within the scope of an offering
of Director: The Board of Directors has considered the agreement and has opinion that the transaction is necessary and reasonable. F 24-1 Form to Report on Names of Members and Scope of Work of the
shall monitor and supervise its personnel, who are responsible for providing investment analysis, consultation or planning to clients, to perform their duties within the specified scope as approved by the