สามารถเข้าไปติดต่อใช้บริการธุรกิจหลักทรัพย์ได้ (publicly accessible physical office) ดังนั้น สถานที่ที่บริษัทหลักทรัพย์จัดให้มีขึ้นเพื่อใช้ดำเนินงานโดยไม่เปิดให้บุคคลทั่วไปเข้าไปติดต่อได้ เช่น

such units from foreign exchange for making delivery; (2) in case of short selling for client’s account: (a) the client shall demonstrate that it has [i] the enabling asset to be exchanged for ETF units

be exchanged for ETF units or [ii] ETF units which would be able to exchange with underlying shares of ETF subject to ETF scheme, as the case may be, while placing short selling order, in case of short

selling for client’s account: (a) the client shall demonstrate that it has [i] the enabling asset to be exchanged for ETF units or [ii] ETF units which would be able to exchange with underlying shares of

Establishment of a Branch Office and Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours. Clause 7. The securities company shall publicly announce its opening hours and

of obsolete assets sold at this time is 132,077,686.05 Baht by way of the bidding. The bidding process is done publicly and started since February 2019. For the final round, Strega proposed the highest

involved with the audit of an entity whose securities are publicly traded in stock exchange in your jurisdiction as either Signing Partner or Engagement Partner or equivalence? Yes No If yes, please attach

and Exchange Commission, Thailand Re: Application to offer ASEAN CIS publicly in Thailand I/We _________________________________________________ as an operator of

Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer ASEAN CIS publicly in Thailand I/We _________________________________________________ as an operator

SECAct_amend_index.pdf Governance of Publicly Traded Company - Definition (Section 89/1) - Qualifications and the removal of directors and executives (Section 89/3 - 89/6) - Duty and responsibility of directors and