follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
to be appointed as SEC Secretary-General. For more information, please contact Corporate Affairs Department at 02-263-6002 or visit SEC?s website at www.sec.or.th where the application form is also
02-263-6003 or visit SEC?s website at www.sec.or.th where the application form is also available for download (available in Thai only).
) · ต้องกำหนดสิทธิการใช้ข้อมูลและระบบคอมพิวเตอร์ เช่น สิทธิการใช้โปรแกรม ระบบงานคอมพิวเตอร์ (application system) สิทธิการใช้งานอินเทอร์เนต เป็นต้น ให้แก่ผู้ใช้งานให้เหมาะสมกับหน้าที่และความรับผิดชอบ โดยต้อง
of the Securities and Exchange Commission No. SorNor. 1/2554 Re: Examination and Disclosure of List of Foreign ETF Units and Application for Investment Allotment for Units of Foreign ETF By virtue of
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
Microsoft Word - 5_SEC account AˆˆAI"@%4ˆ1 5_20211124 - kdraft V2.docx 1 Application for Cancellation of SEC Account Date: ……………………….. Attn: Secretary-General The Office of the Securities and
application from 1 July 2024 onwards. For auditors in the capital market who are currently affiliated with audit firms in the capital market, the requirement would take effect on 1 March 2026. This is to