, the SEC will file a criminal complaint for further legal proceedings. Due to his misconduct, {A} is deemed to have prohibited characteristics of capital market personnel as specified in the
account to engage in market misconduct. The civil penalty begins with the SEC?s submitting the case to the Civil Penalty Committee to approve commencing civil penalty proceedings against the alleged
termination of their directorship and executive position at TUCC in accordance with Sections 89/4 and 89/6 of the SEA, starting from the date of the criminal complaint. On criminal proceedings, the alleged
of business; material changes in the types of products produced or services rendered; name changes; or the nature and results of any bankruptcy, receivership or similar proceedings with respect to the
in the Entire Business Transfer Agreement; (3) PCCA shall have fully repaid the loans to the directors; (4) There shall be no legal actions or proceedings by or against BGP Spectrum or PCCA, which
shall have fully repaid the loans to the directors; (4) There shall be no legal actions or proceedings by or against BGP Spectrum or PCCA, which shall affect the validity of the transfer of the entire
quarter. However, the Company is in the course of legal proceedings to claim damages and opportunity costs from breach of contract. Net Profit attributable to Equity holders of the Company The Company has
relating to the proceedings under Clause 8 and Clause 9 for a minimum period of two years from the preparation date thereof and in the manner, which facilitates prompt inspection by the SEC upon request
without delay. Clause 11. A securities company shall keep documents and evidence relating to the proceedings under Clause 9 and Clause 10 for a minimum period of two years from the preparation date thereof
major operational disruption ends, the securities company shall notify the Office without delay. Clause 11. A securities company shall keep documents and evidence relating to the proceedings under Clause