liable for ASIA’s failure to prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market

prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market Supervisory Board, due to his

failure to order or act according to the duties as aresult, Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate

for GCAP’s failure to prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market

liable for NOVA’s failure to prepare and submit the accurate key financial ratio for the year 2023 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market

liable for STELLA’s failure to prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market

submit the accurate financial statements and financial reports within the period of time specified by the Capital Market Supervisory Board as follows : (1) financial statement for the year 2019 (2) the

submit the accurate financial statements and financial reports within the period of time specified by the Capital Market Supervisory Board as follows : (1) financial statement for the year 2021 and (2

.* Undertaking to submit to the non-exclusive jurisdiction of the Host Jurisdiction’s courts (as per Appendix III of the Handbook for CIS Operators of ASEAN CISs) [ ] 5. Evidence on the appointment of a brokerage

) [ ] 4.* Undertaking to submit to the non-exclusive jurisdiction of the Host Jurisdiction’s courts (as per Appendix III of the Handbook for CIS Operators of ASEAN CISs) [ ] 5. Evidence on the appointment