; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market business. The SEC strongly advises that investors check their trading
past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market
from Kiatnakin Securities Co., ltd. indicating that {C} had been authorized to make securities trading decisions on behalf of the client. For the period of approximately two months, he regularly traded
statement indicating that the client had signed the documents to open the securities trading account in witness of an investment consultant. Nonetheless, {B} admitted that she was the one who processed such
; (4) a photocopy of the minutes of the meeting of the existing trade association showing the meeting’s resolution regarding its intention to become an association related to securities business; (5) a
-943-6663-4 Fax: 02-943-6343 02-943-7740 Table showing the performance comparison between the aggregate of products obtained from eliminating overlapping benefits compared to the case excluding (Million
in sales revenue of Halcyon Technology Vietnam Co., Ltd. From THB 15.00 million to THB 21.25 million in the nine-month period in Q3/2018. Also, subsidiaries in Singapore and Malaysia are showing signs
market, is already showing that there will be a lot of growth due to the increase in revenue in India. In addition, around 80% of the Indian population is still working, so there is no problems for labor