other cases as specified in the 2019 Act.The SEC is therefore conducting this public hearing on the challenges and impediments related to the Emergency Decree and associated regulations. The feedback will

practices and the supervision of artificial intelligence (AI) for financial service provider, as well as the management of emerging risks associated with new technologies, such as online scam and harm, and

key and necessary knowledge and skills required for financial literacy to be further developed into curriculum as well as associated teaching tools and media, and (3) endeavor to build a robust network

both strategic efficiency and practical skills, while helping capital market organizations recognize opportunities and risks associated with AI application. On behalf of the SEC, Mr. Jesada

, volume, complexity and range of businesses and services as well as associated risks. Zipmex is required to fully comply with the order within three days as from the date on which the SEC notifies the

Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the

appropriate amount of paid-up registered capital by taking into account the nature of business and associated risks can lighten the burdens of intermediaries, especially small-sized securities companies or

, more user-friendly format for informing investors of key features, investment policies and associated risks, while giving investment consultants a more convenient tool for giving advice and selling units

compliance professionals and facilitating more flexibility and compatibility with international standards as compliance unit functions for inspection and prevention of risks associated with business operators

the market while investment in the instrument may associated with risks that are perhaps not known to investors; for instance, price of DW can be more fluctuated than that of its underlying securities