failure to record the client's securities trading orders. They were RHB OSK Securities (Thailand) Plc. (OSK Securities) employees.From a routine inspection of RHB OSK Securities (Thailand) Plc, the SEC
orders from such person who was not the account owner or an authorized person without advising the account owner to assign authority properly according to governing regulations, and calling the other
client and {A} indicated that the client may have entrusted {A} to make decisions on securities and derivatives trading for the client whose trading orders were unclear, and that {A} had made trading
that the overall Thai financial market becomes more stabilized and the requests for liquidity support from BOT are not often.” ____________________
declined EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, during the period of 30 May 2017 to 7 June 2017, Mr. Khajohnpong and Mr
declined EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, during the period of 30 May 2017 to 7 June 2017, Mr. Phisudhi and Mr
Exchange Act that knew or possessed the inside information of EARTH. That is, a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH
possessed the inside information of EARTH, which is a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH's lack of liquidity
the inside information of EARTH, which is a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH's lack of liquidity
According to the referral from the Stock Exchange of Thailand (SET) in October 2023 and the SEC’s further investigation, it was found that Patcharadanai had placed trading orders in manipulative