Commission, Re: Rules for Approval of Auditors of Securities Companies, dated May 18, 1992, shall be repealed. Clause 2. In this Notification: “Securities company” means a securities company licensed to
Auditors of Securities Companies, dated May 18, 1992, shall be repealed. Clause 2. In this Notification: “Securities company” means a securities company licensed to operate securities business in the
2005 shall be repealed. Clause 2. In this Notification: “representative” means a representative under the Notification of the Securities and Exchange Commission governing rules, conditions and procedures
repealed. Clause 2. In this Notification: “representative” means a representative under the Notification of the Securities and Exchange Commission governing rules, conditions and procedures for appointment
Bonds Issuers After Offer for Sale of Bonds (No. 3) dated 8 April 2015. Clause 2 In this Notification: “debt securities” means government bonds, corporate bonds or bills of exchange. “company” means a
Notification: “function related to business operation” means function related to business operation in accordance with the Notification of the Capital Market Supervisory Board No. Tor Thor. 60/2561 Re: Rules
: Clause 1 In this Notification: “ derivatives business operator ” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not
this Notification: “derivatives business operator” means a person obtaining the derivatives business license in the category of derivatives broker or derivatives fund manager, but not including