and methods of operation before and after investment in order to enable the investment to be made prudently, carefully and appropriately. In this regard, for the purpose of: (a) the best interest of the

the securities trading reports for their customers by using trading order form (Form F8) despite those trading orders were not made in trading room. In addition, they failed to completely record a

with the law. However, Mr. Dusadee failed to order or act as required by his responsibilities, and is therefore liable for ALL’s disclosed incorrect information and made false statements or concealed

who are entitled to attend the Extraordinary General Meeting of Shareholders No.1/2019 (Record Date) To: President The Stock Exchange of Thailand Reference is made to the fact that East Coast Furnitech

satellites. Clause 3 The dissemination of information relating to REIT prior to the effective date of a registration statement and draft prospectus would be able to be made only when the SEC Office has

investment will be made in the right to receive the future income or the right under the income sharing agreement under Clause 5(3), the applicant shall prove that the contracting party to the said agreement

submitting orders via mobile phone before re-submitting the orders via the phone recorder in order to make up the evidence that the client had made her own trading decision. The investigation found that {A

derivatives trading account in order to continue trading. She later made a summary trading report under the client’s account and sent it to the client for acknowledgement. In so doing, she concealed the trading

process. Under this process, in order to adjudicate whether a person has committed an offense will depend on the investigation under the authority of the Department of Special Investigation, the filing

to inform investor of the hours and days on which trading order will not be accepted; (2) complying with requirements as specified in the Notification of the Capital Market Supervisory Board concerning