clearly acknowledge the objectives of storing, using or disclosing personal data and the rights related to their own personal data. The PDPA also requires that state and private organizations put in
analyst will be allowed to cover no more than 15 securities in average; published research must be updated at least 4 times a year; brokers must put in place control over quality of investment research and
investment in foreign securities listed offshore through Depositary Receipt or DR which representing deposited foreign securities, including those listed on exchanges in GMS countries. For the effort put in
responsible business operation, incorporate its strategies in the action plan, and appropriately adopt technologies; Principle 6: The board of directors should ensure that the company will put in place
countries. For the effort put in developing the regulations and elevating business operations through the exchange of views between the SEC and the executives of listed firms in the ?SEC for CEO Forum
ทีป่รกึษาการลงทุน (Advisory Fee) 413.37 0.153 ไม่เกนิรอ้ยละ 0.50 ค่าจดัตัง้และจดทะเบยีนกองทุน (Setup and Registered Fund) 20.99 0.008 ตามทีจ่่ายจรงิ ค่าใช้จ่ายอืน่ๆ ในการด าเนนิโครงการ (Others Operating
weighted average prices thereof shall be reported separately with such information on the disposition’s side put in bracket; 3. กรณีการได้มาซึ่งหลักทรัพย์และสัญญาซื้อขายล่วงหน้าให้ระบุวิธีการได้มาซึ่งหลัก
required to report violations or any significant abnormality to the person responsible for the information security incident management without delay; (3) put in place a disciplinary process to take action