caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities. The SEC has been monitoring and observing events or exhibitions
supervision and may pose a risk of scams. Concurrently, event organizers should exercise caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate
products faster and more conveniently. The Single Form will be used, starting from 1 July 2021. Intermediaries must set up a work system to support the use of such form. In addition, the SEC supports the
funds wherein high-yield bonds subsequently become distressed bonds, and to provide liquidity for the holders of distressed bonds. The distressed bond fund would be set up as a non-redeemable fund with a
to promote, assist, advise, and educate public about legal matters. The Council, therefore, set up a Committee to provide legal assistance to public. It is the mission of Lawyers Council to provide
organizations across the country. The Project has been initiated to encourage employers to set up a learning process in personal finance for employees. It is expected help employees solve financial problems and
. However, to ensure smooth operation of asset management companies and existing property funds, the companies may set up a new property fund and, in case of existing property funds, issue new units so as to
required to set up an efficient complaint handling system in support of daily operation. Concurrently, the SEC employs a risk based approach to scheduled and/or random inspection as well as case-by-case
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets . At least, there shall be a separation of personnel responsible for