According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the

the National Digital ID Project, in addition to an adoption of technology-based inspection to increase efficiency of market supervision through the E-enforcement Project, which uses technology to detect

hired directly. However, the inspection of the two assessment reports showed that EARTH had included the amount of coal that could not be produced for sale and was not under the mining right due to expiry

firm. ** An audit firm that has passed an inspection of the SEC has an audit quality control system in line with professional standards and sufficient personnel

good governance in investment, standard of the supervision and inspection of management for the prosperity of funds, the roles of investment management companies in promoting and providing knowledge to

crime or as a channel to avoid inspection or seizure of assets by enforcement agency. In essence, the proposed amendments cover the following matters:            (1)  To specify “the digital asset

? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further

market personnel in optimizing the use of digital technologies to support execution of transactions, operating efficiency, oversight and inspection of digital technology-based activities to strengthen

The revocation followed Apple Wealth Securities’ inspection report regarding three clients’ complaints against Nutnicha and the SEC’s further investigation, which revealed Nutnicha’s misconduct as

consultant for complex products type 1 and investment planner, and (2) {B}, capital market investment consultant, for a period of two years six months each.In the case of {A}, the SEC's inspection revealed