.Thai Juristic Persons Thai Juristic Persons 543,892.51 1.Short-term Debt Securities Short-term Debt Securities 327,830.07 1.Thai Investors Thai Investors 327,780.07 Institutions 257,599.59 High Net Worth
Related Persons of Unitholders of Property Funds for Solving Financial Institution Problems, Mutual Funds for Solving Financial Institution Problems and Property and Loan Funds
การจัดตั้งและจัดการกองทุนรวมที่เกี่ยวข้องกับบุคคลซึ่งมีความสัมพันธ์กับบริษัทหลักทรัพย์จัดการกองทุนรวม (affiliated persons)
Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.
services of ...................., as detailed as follows: Position * Responsibilities ** No. of Persons Experience in Auditing (year) *** Average Experience **** Employee Turnover (%) ***** Partner Senior
’ name HUMANICA PUBLIC COMPANY LIMITED Securities Code: HUMAN 2. Date of action resulting in reporting obligation 09/12/2019 Foreign Securities company INSTINET (ASIA) ( ) Direct sale/purchase
’ name HUMANICA PUBLIC COMPANY LIMITED Securities Code: HUMAN 2. Date of action resulting in reporting obligation 13/02/2020 Foreign Securities company Liquidnet CSFB ( ) Direct sale/purchase
’ name HUMANICA PUBLIC COMPANY LIMITED Securities Code: HUMAN 2. Date of action resulting in reporting obligation 05/05/2020 Foreign Securities company Macquarie Capital Inc. CLSA Americas, LLC
responsible for and approving all risk matters and will also be a member of the Risk Management Committee and all its sub-committees as well as the Debt Recovery Committee and the Human Resource Committee. 3