, resulting in a sentence of imprisonment for 1 year and a fine of 100,000 Baht. As the defendant had no prior criminal record involving imprisonment, the Court suspended the execution of the imprisonment

should have been received, and a reimbursement of the investigative expenses incurred by the SEC at the total amount of 6,836,479 baht, and shall be suspended from trading securities or derivatives for

investigative expenses incurred by the SEC at the total amount of 6,836,479 baht, and shall be suspended from trading securities or derivatives for 10 months, and shall be barred from serving as a director or

Personnel in the Capital Market Business dated 3 June 2014, and were thus suspended as securities investment consultant.  The person in (2) was in contravention of Clause 31(1) and Clause 33(3) of the

pay a fine of 2,540,000 baht. The jail term, however, was suspended for three years.This follows the SEC?s criminal complaint filed with the Department of Special Investigation (DSI) on May 27, 2010

revoked. In addition, {A} and {H} were suspended from their duties as an approved investment analyst and an approved investment consultant, respectively. Following investor complaint and report from Country

, while the company has adapted to the situation through several cost-saving initiatives. The Company’s part-time staff has been paused, while the full-time staff has been relocated to support delivery

judgment regardless of whether the sentence has been suspended and have been discharged for a period of less than three years after being sentenced in the offences under law on securities and exchange or law

exchange and a digital asset broker, suspended the service of depositing http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 22/2022 Dated 21/12/2022 Zipmex Company Limited During

asset broker, suspended totally or partly digital asset trading http://market.sec.or.th/public/idisc/en/Enforce < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last Next